Date authorised
1 April 2013
Companies House
01788823
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +4402076293800
  • Complaints Contact

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442074123622

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas George Sullivan

    IRN TXS04064

    • [FCA CF] Proprietary trader (since 27 Sep 2024)
  • Thomas Nieves Ascenio

    IRN TXN00080

    • [FCA CF] Proprietary trader (29 Dec 2022 to 23 May 2025)
  • Thomas Nutt

    IRN TXN01305

    • [FCA CF] Proprietary trader (4 Jan 2022 to 22 Jul 2025)
  • Tim Stephen Kaiser

    IRN TSK01010

    • [FCA CF] Manager of certification employee (since 7 Feb 2024)
    • [FCA CF] Proprietary trader (since 7 Feb 2024)
  • Traian Leonard Marchis

    IRN TXM00565

    • [FCA CF] Significant management (since 13 May 2024)
  • Warren Michael Blount

    IRN WMB01056

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Jul 2014 to 8 Dec 2019)
    • CF28 Systems and controls (18 Jul 2014 to 8 Dec 2019)
  • William Stubbs

    IRN WXS00065

    • [FCA CF] Proprietary trader (since 1 Jan 2021)
  • Zhihong Zhang

    IRN ZXZ00037

    • [FCA CF] Proprietary trader (since 4 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.