Date authorised
1 April 2013
Companies House
01241434
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Clare Road
    Halifax
    West Yorkshire
    HX1 2HZ
    UNITED KINGDOM
    Phone
    +4401422362614
  • Complaints Contact

    17 Clare Road
    Halifax
    West Yorkshire
    HX1 2HZ
    UNITED KINGDOM
    Phone
    +4401422362614

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Sladdin

    IRN AJS01449

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2024)
    • CF11 Money Laundering Reporting (12 Feb 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Brenda Sladdin

    IRN BXS01374

    • CF1 Director (14 Jan 2005 to 14 Apr 2017)
  • David Michael Sladdin

    IRN DMS01182

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Geoffrey John Sladdin

    IRN GJS01126

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Gregory Sladdin

    IRN GXS00687

    • Responsible for Insurance Distribution (since 9 Jul 2024)
    • SMF3 Executive Director (since 9 Jul 2024)
  • Nicola Jane Stacey

    IRN NXS00633

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2024)
    • SMF3 Executive Director (since 20 Jun 2024)
  • Peter Geoffrey Sladdin

    IRN PGS01078

    • CF1 Director (14 Jan 2005 to 27 Sep 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 27 Sep 2010)
  • Rebekah Cummin

    IRN RXC00743

    • SMF3 Executive Director (since 9 Jul 2024)
    • Responsible for Insurance Distribution (since 9 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

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