Date authorised
1 April 2013
Companies House
00747007
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    47 Palace Road
    Bromley
    Kent
    BR1 3JU
    UNITED KINGDOM
    Phone
    +442084646636
  • Complaints Contact

    47 Palace Road
    Bromley
    Kent
    BR1 3JU
    UNITED KINGDOM
    Phone
    +442084646636

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Paul Farrant

    IRN APF01062

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Mar 2013 to 8 Dec 2019)
  • Edward Peter Myers

    IRN EPM00005

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)
    • CF1 Director (1 Dec 2001 to 30 Jun 2006)
  • Laura Patricia Farrant

    IRN LPF00013

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Mar 2013 to 8 Dec 2019)
  • Paul Harold Farrant

    IRN PHF00009

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (23 Aug 2016 to 19 Jul 2018)
    • CF10 Compliance Oversight (10 Jul 2006 to 26 Mar 2013)
    • CF11 Money Laundering Reporting (10 Jul 2006 to 26 Mar 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Roderick Stuart Noel Sachs

    IRN RSS00013

    • CF30 Customer (1 Nov 2007 to 11 Jan 2013)
    • CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
  • Roderick William Mee

    IRN RWM00009

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF21 Investment Adviser (5 Apr 2006 to 31 Oct 2007)
  • Vincent Ollard

    IRN VXO01019

    • Responsible for Insurance Mediation (18 Jan 2008 to 24 Aug 2012)
    • CF1 Director (18 Jan 2008 to 24 Aug 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.