Gill Insurance & Finance Consultants Ltd

• Principal Place of Business

  78 Tavistock Street

  Bedford

  Bedfordshire

  MK40 2RP

  UNITED KINGDOM

  Phone

  +4401234353168

  Web

  https://www.gillinsurance.co.uk

• Complaints Contact

  78 Tavistock Street

  Bedford

  Bedfordshire

  MK40 2RP

  UNITED KINGDOM

  Phone

  +4401234353168

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jas Chahal

  IRN JXC02638

  • CF1 Director (AR) (12 Feb 2014 to 7 Aug 2015)
• Narvin Powar

  IRN NXG01262

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 6 Oct 2016)
  • CF1 Director (AR) (11 Feb 2014 to 10 Feb 2021)
  • CF30 Customer (17 Apr 2013 to 10 Feb 2021)
  • CF1 Director (1 Apr 2010 to 8 Dec 2019)
• SANJIT CHOWDREY

  IRN SXC00651

  • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2020)
• Sukhpal Singh Gill

  IRN SSG00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 12 Apr 2013)
  • CF8 Apportionment and Oversight (1 Jul 2006 to 31 Mar 2009)
  • CF1 Director (1 Jul 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2006 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jul 2006 to 8 Dec 2019)

• ROCKMILL WEALTH MANAGMENT LIMITED (no longer appointed)

  FRN 600357 · Appointed 29 Apr 2013 · Until 17 Feb 2021

No changes recorded yet.