Giles Sanger

• Principal Place of Business

  Suite 5, Old Bank Chambers

  3 - 5 Alexandra Road

  Farnborough

  Hampshire

  GU14 6BU

  UNITED KINGDOM

  Phone

  +441252510000

  Web

  https://www.gilmarfinancial.co.uk

• Complaints Contact

  Gilmar Financial Services

  3 - 5 Alexandra Road

  Farnborough

  Hampshire

  GU14 6BU

  UNITED KINGDOM

  Phone

  +441252510000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Richard Bean

  IRN CRB00040

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF30 Customer (since 1 Jun 2022)
  • Sole trader dealing with clients for which they require qualification (since 24 Mar 2022)
  • [FCA CF] Client dealing (since 24 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2022)
• Giles Stuart Sanger

  IRN GSS00006

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • Sole trader dealing with clients for which they require qualification (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2020 to 26 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2020 to 26 Nov 2021)
  • [FCA CF] Benchmark submission and administration (9 Dec 2020 to 26 Nov 2021)
  • [FCA CF] CASS oversight function (9 Dec 2020 to 26 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 26 Nov 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 26 Nov 2021)
  • [FCA CF] Material risk taker (9 Dec 2020 to 26 Nov 2021)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Apr 2018 to 8 Dec 2019)
• Mark Hudson

  IRN MXH00129

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2025)
  • Sole trader dealing with clients for which they require qualification (9 Dec 2020 to 31 Mar 2025)

• Christopher Richard Bean

  FRN 972741 · Appointed 23 Mar 2022

No changes recorded yet.