Date authorised
1 April 2013
Companies House
SC295675
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    41 St. Vincent Place
    Glasgow
    Lanarkshire
    G1 2ER
    UNITED KINGDOM
    Phone
    +4408453096571
  • Complaints Contact

    41 St Vincent Place
    Glasgow
    Lanarkshire
    G1 2ER
    UNITED KINGDOM
    Phone
    +4408453096572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Michael Yates

    IRN DMY01011

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Sep 2014 to 8 Dec 2019)
  • Geoffrey Ross

    IRN GXR01309

    • CF1 Director (5 Dec 2006 to 13 Mar 2012)
    • CF8 Apportionment and Oversight (5 Dec 2006 to 31 Mar 2009)
    • CF3 Chief Executive (5 Dec 2006 to 13 Mar 2012)
    • Responsible for Insurance Mediation (5 Dec 2006 to 13 Mar 2012)
  • Gillian Russell

    IRN GXR01483

    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2021)
    • CF1 Director (3 Sep 2012 to 8 Dec 2019)
  • Paul Daniel Russell

    IRN PXR01439

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (17 Jul 2006 to 30 Jul 2007)
    • CF1 Director (17 Jul 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Jul 2006 to 30 Sep 2018)
  • Richard McShane

    IRN RXM02386

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Jun 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.