Date authorised
15 April 2016
Companies House
09536526
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Victoria Crescent
    Nottingham
    Nottingham
    NG5 4DA
    UNITED KINGDOM
    Phone
    +4407525130564
  • Complaints Contact

    10 Victoria Crescent
    Nottingham
    Nottingham
    NG5 4DA
    UNITED KINGDOM
    Phone
    +4407525130564

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joshua Huntington Brooks

    IRN JHB01155

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jul 2021)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 6 Jul 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 7 Jul 2021)
    • CF10 Compliance Oversight (15 Apr 2016 to 8 Dec 2019)
    • CF1 Director (15 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.