Date authorised
12 January 2015
Companies House
05258106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Rushworth Street
    London
    SE1 0RB
    UNITED KINGDOM
    Phone
    +442076453744
  • Complaints Contact

    40 Rushworth Street
    London
    Southwark
    SE1 0RB
    UNITED KINGDOM
    Phone
    +442076453740

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natalie Dummer

    IRN NXD14455

    • SMF9 Chair of the Governing Body (since 9 Jan 2023)
  • Nigel Denton Rees

    IRN NDR01023

    • CF1 Director (12 Jan 2015 to 5 Jan 2017)
  • Phillip Pluck

    IRN PXP02003

    • Responsible for Insurance Mediation (21 Nov 2017 to 12 Apr 2018)
    • CF1 Director (21 Nov 2017 to 12 Apr 2018)
  • RICHARD JOHN SELLMAN

    IRN RXS00218

    • SMF9 Chair of the Governing Body (25 Mar 2021 to 6 Dec 2022)
  • William John Agnew

    IRN WXA00051

    • Responsible for Insurance Distribution (1 May 2025 to 7 Jul 2025)
    • SMF1 Chief Executive (24 Sep 2021 to 15 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.