This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

George Hartwell Limited

Watch for changes

FRN: 404244

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Denis Hartwell
IRN ADH01115
- (1)Employed By (21 Apr 2006 to 3 Oct 2007)
Andrew Paul Kite
IRN APK01048
- (5)Employed By (7 Apr 2005 to 30 Nov 2005)
Paul Martin Griffiths
IRN PMG01084
- (4)Employed By (19 Apr 2006 to 30 Sep 2008)
Rodney Allison
IRN RXA01332
- (2)Employed By (14 Jan 2005 to 12 Sep 2006)
Samuel Clive Patterson
IRN SCP01072
- (3)Employed By (24 May 2006 to 3 Jun 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.