George Capital LLP

Date authorised
1 April 2015
Companies House
OC388623
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    George Harish Ltd, 67-69 George Street
    London
    Westminster
    W1U 8LT
    UNITED KINGDOM
    Phone
    +447714222933
    Web
    https://www.georgecapital.co.uk

  • Complaints Contact

    67-69 George Street
    London
    W1U 8LT
    UNITED KINGDOM
    Phone
    +447714222933

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Appleyard

    IRN ACA01043

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2023)
    • SMF16 Compliance Oversight (since 9 May 2023)
  • Ben Young

    IRN BXY01066

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
  • Timothy John Willis

    IRN TJW01185

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 May 2023)
    • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.