Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Colin George Thomas (no longer appointed)

    FRN 502814 · Appointed 24 Jun 2009 · Until 31 May 2011

  • Susan (Jennifer) Sibany-King (no longer appointed)

    FRN 502799 · Appointed 24 Jun 2009 · Until 31 May 2011

  • Regina Migigi (no longer appointed)

    FRN 502629 · Appointed 22 Jun 2009 · Until 31 May 2011

  • Bernadine Wells (no longer appointed)

    FRN 502630 · Appointed 22 Jun 2009 · Until 31 May 2011

  • Munir Mughal (no longer appointed)

    FRN 502582 · Appointed 19 Jun 2009 · Until 31 May 2011

  • Vernisha Awatefe (no longer appointed)

    FRN 502361 · Appointed 15 Jun 2009 · Until 3 Aug 2009

  • Arvin Santiago Burgos (no longer appointed)

    FRN 502362 · Appointed 15 Jun 2009 · Until 31 May 2011

  • Anuradha Shulka (no longer appointed)

    FRN 502205 · Appointed 10 Jun 2009 · Until 31 May 2011

  • Gemma Rico (no longer appointed)

    FRN 502207 · Appointed 10 Jun 2009 · Until 31 May 2011

  • Nicholas John Helliwell (no longer appointed)

    FRN 502206 · Appointed 10 Jun 2009 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.