Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacques Cronje

    IRN JXC02202

    • CF30 Customer (17 Jul 2008 to 16 Dec 2008)
  • Janet Angela Owbridge

    IRN JAO01063

    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Jeffrey Scott Lestz

    IRN JSL01071

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
    • CF1 Director (25 Oct 2007 to 8 Dec 2019)
    • CF3 Chief Executive (25 Oct 2007 to 8 Dec 2019)
  • John Gerard Flynn

    IRN JGF01046

    • CF30 Customer (17 Jun 2008 to 16 Dec 2008)
  • Joseph Anthony Usher

    IRN JAU01016

    • CF10 Compliance Oversight (9 Apr 2010 to 18 Mar 2011)
    • CF11 Money Laundering Reporting (9 Apr 2010 to 18 Mar 2011)
  • Joseph John Eastwood

    IRN JJE01031

    • CF30 Customer (21 Jul 2008 to 16 Dec 2008)
  • Jude Yenla Somo

    IRN JYS01007

    • CF30 Customer (21 Jul 2008 to 17 Dec 2008)
  • Justine Charlotte Robson

    IRN JCR01122

    • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Kamran Saleem

    IRN KXS01619

    • CF30 Customer (4 Aug 2008 to 17 Dec 2008)
  • Kevin Michael O'Malley

    IRN KMO01014

    • CF30 Customer (23 Jun 2008 to 16 Dec 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Colin George Thomas (no longer appointed)

    FRN 502814 · Appointed 24 Jun 2009 · Until 31 May 2011

  • Susan (Jennifer) Sibany-King (no longer appointed)

    FRN 502799 · Appointed 24 Jun 2009 · Until 31 May 2011

  • Regina Migigi (no longer appointed)

    FRN 502629 · Appointed 22 Jun 2009 · Until 31 May 2011

  • Bernadine Wells (no longer appointed)

    FRN 502630 · Appointed 22 Jun 2009 · Until 31 May 2011

  • Munir Mughal (no longer appointed)

    FRN 502582 · Appointed 19 Jun 2009 · Until 31 May 2011

  • Vernisha Awatefe (no longer appointed)

    FRN 502361 · Appointed 15 Jun 2009 · Until 3 Aug 2009

  • Arvin Santiago Burgos (no longer appointed)

    FRN 502362 · Appointed 15 Jun 2009 · Until 31 May 2011

  • Anuradha Shulka (no longer appointed)

    FRN 502205 · Appointed 10 Jun 2009 · Until 31 May 2011

  • Gemma Rico (no longer appointed)

    FRN 502207 · Appointed 10 Jun 2009 · Until 31 May 2011

  • Nicholas John Helliwell (no longer appointed)

    FRN 502206 · Appointed 10 Jun 2009 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.