Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Lynda Maree Pope (no longer appointed)

    FRN 525357 · Appointed 7 Jun 2010 · Until 31 May 2011

  • Hua Wu Mackay (no longer appointed)

    FRN 525354 · Appointed 7 Jun 2010 · Until 31 May 2011

  • Kay Lorrainie Wright (no longer appointed)

    FRN 524494 · Appointed 21 May 2010 · Until 31 May 2011

  • Fahmida Daniel (no longer appointed)

    FRN 524400 · Appointed 20 May 2010 · Until 31 May 2011

  • Ebubechukwu Olivia Akueme (no longer appointed)

    FRN 523919 · Appointed 14 May 2010 · Until 31 May 2011

  • Juliana Mones (no longer appointed)

    FRN 523920 · Appointed 14 May 2010 · Until 31 May 2011

  • Joe Usher (no longer appointed)

    FRN 523837 · Appointed 13 May 2010 · Until 31 May 2011

  • Anselm Foo (no longer appointed)

    FRN 523130 · Appointed 28 Apr 2010 · Until 31 May 2011

  • Leticia Ellazar Valid (no longer appointed)

    FRN 522749 · Appointed 23 Apr 2010 · Until 31 May 2011

  • Trecia Nmesha Robertson (no longer appointed)

    FRN 522750 · Appointed 23 Apr 2010 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.