Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Waheed Hussain (no longer appointed)

    FRN 437616 · Appointed 26 Oct 2007 · Until 24 Jul 2009

  • Waheed Kolawole Shehu (no longer appointed)

    FRN 464906 · Appointed 26 Oct 2007 · Until 1 Dec 2009

  • Hugh Daly (no longer appointed)

    FRN 434064 · Appointed 26 Oct 2007 · Until 9 Jan 2008

  • Gordon Stevenson (no longer appointed)

    FRN 474395 · Appointed 26 Oct 2007 · Until 13 Oct 2009

  • Marenita Mitra Soriano (no longer appointed)

    FRN 424101 · Appointed 26 Oct 2007 · Until 9 Jan 2008

  • Glenn Walter Aschmann (no longer appointed)

    FRN 450840 · Appointed 26 Oct 2007 · Until 31 May 2011

  • Lisa Storey (no longer appointed)

    FRN 474394 · Appointed 26 Oct 2007 · Until 6 Oct 2008

  • Steven David Jenkins (no longer appointed)

    FRN 424110 · Appointed 26 Oct 2007 · Until 2 Sep 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.