Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Gooday

    IRN EXG00214

    • SMF16 Compliance Oversight (since 4 Dec 2023)
  • Federico Vinluan

    IRN FXV01045

    • CF30 Customer (20 Jun 2008 to 3 Feb 2011)
  • Georg Johann Rosenbrock

    IRN GJR01090

    • CF30 Customer (7 Nov 2007 to 16 Dec 2008)
  • Gerard John McGivern

    IRN GJM01185

    • CF30 Customer (3 Jun 2008 to 16 Dec 2008)
  • Glenn Walter Aschmann

    IRN GWA01026

    • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Gordon Craig William Stevenson

    IRN GCS01060

    • CF30 Customer (1 Nov 2007 to 9 Dec 2009)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Gregory Francis Hanna

    IRN GFH01019

    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Helen Nantala Watakila

    IRN HNW01006

    • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Ichiro Nakajima

    IRN IXN01039

    • CF30 Customer (21 Jan 2008 to 17 Dec 2008)
  • Jacqueline Lesley Collins

    IRN JXC00095

    • CF11 Money Laundering Reporting (25 Oct 2007 to 15 Dec 2009)
    • CF1 Director (25 Oct 2007 to 15 Dec 2009)
    • CF10 Compliance Oversight (25 Oct 2007 to 15 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Bartosz Iwan (no longer appointed)

    FRN 453730 · Appointed 26 Oct 2007 · Until 31 May 2011

  • Justine Robson (no longer appointed)

    FRN 474393 · Appointed 26 Oct 2007 · Until 31 May 2011

  • Sam Jennings (no longer appointed)

    FRN 474391 · Appointed 26 Oct 2007 · Until 29 Dec 2008

  • Barry Barnes (no longer appointed)

    FRN 474387 · Appointed 26 Oct 2007 · Until 2 Sep 2011

  • John Gerard Flynn (no longer appointed)

    FRN 424109 · Appointed 26 Oct 2007 · Until 31 May 2011

  • Edosa Obunge (no longer appointed)

    FRN 474392 · Appointed 26 Oct 2007 · Until 9 Jan 2008

  • Michaelson Olufemi Baptist (no longer appointed)

    FRN 441806 · Appointed 26 Oct 2007 · Until 31 May 2011

  • Associated Mortgage Services (no longer appointed)

    FRN 430031 · Appointed 26 Oct 2007 · Until 9 Jan 2008

  • Helen Nanjala Watakila (no longer appointed)

    FRN 435873 · Appointed 26 Oct 2007 · Until 12 Nov 2009

  • Greg Hanna (no longer appointed)

    FRN 474390 · Appointed 26 Oct 2007 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.