Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Martina Dennis (no longer appointed)

    FRN 451857 · Appointed 28 Nov 2007 · Until 31 May 2011

  • Yvonne McKenzie (no longer appointed)

    FRN 450539 · Appointed 28 Nov 2007 · Until 31 May 2011

  • Dorothy Mangano (no longer appointed)

    FRN 432676 · Appointed 28 Nov 2007 · Until 31 May 2011

  • Nasarullah Karim (no longer appointed)

    FRN 451249 · Appointed 27 Nov 2007 · Until 31 May 2011

  • Brian Robert Larcher (no longer appointed)

    FRN 424269 · Appointed 27 Nov 2007 · Until 31 May 2011

  • Gerard Graham (no longer appointed)

    FRN 463981 · Appointed 27 Nov 2007 · Until 31 May 2011

  • James Robert Larkin (no longer appointed)

    FRN 450807 · Appointed 27 Nov 2007 · Until 19 Mar 2008

  • Ray McKeeman (no longer appointed)

    FRN 464867 · Appointed 27 Nov 2007 · Until 31 May 2011

  • Christopher Hamby (no longer appointed)

    FRN 464902 · Appointed 27 Nov 2007 · Until 31 May 2011

  • Ewa Manno Karczewska (no longer appointed)

    FRN 463279 · Appointed 27 Nov 2007 · Until 19 May 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.