Date authorised
1 April 2013
Companies House
06315485
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402033725085
  • Complaints Contact

    Victoria House
    Harestone Valley Road
    Caterham
    Surrey
    CR3 6HY
    UNITED KINGDOM
    Phone
    +4402045726678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Michael Burgess (no longer appointed)

    FRN 476663 · Appointed 18 Dec 2007 · Until 12 Nov 2009

  • Inalegwu Ugbabe (no longer appointed)

    FRN 459528 · Appointed 18 Dec 2007 · Until 6 Oct 2009

  • Stephen Amoako (no longer appointed)

    FRN 433455 · Appointed 18 Dec 2007 · Until 12 Oct 2009

  • Marek Klepacki (no longer appointed)

    FRN 463297 · Appointed 18 Dec 2007 · Until 30 Dec 2008

  • Hubert Ntambwa Banza Mukuna (no longer appointed)

    FRN 467381 · Appointed 18 Dec 2007 · Until 6 Oct 2009

  • Andrew Whittle (no longer appointed)

    FRN 433554 · Appointed 3 Dec 2007 · Until 31 May 2011

  • Iyabode Abidemi Nwator (no longer appointed)

    FRN 435839 · Appointed 3 Dec 2007 · Until 31 May 2011

  • Alexander Binos (no longer appointed)

    FRN 462063 · Appointed 3 Dec 2007 · Until 6 Oct 2009

  • Steven Owbridge (no longer appointed)

    FRN 476097 · Appointed 3 Dec 2007 · Until 31 May 2011

  • Aldan Phileon Hanley (no longer appointed)

    FRN 476096 · Appointed 3 Dec 2007 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.