Date authorised
1 April 2013
Companies House
05638109
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor Suite
    The Maltings
    Locks Hill
    Rochford
    Essex
    SS4 1BB
    UNITED KINGDOM
    Phone
    +4401702209520
  • Complaints Contact

    SECOND FLOOR SUITE
    LOCKS HILL
    THE MALTINGS
    ROCHFORD
    ESSEX
    SS4 1BB
    UNITED KINGDOM
    Phone
    +441702209520

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Colman

    IRN DXC02207

    • CF28 Systems and controls (24 Jun 2014 to 22 Aug 2016)
  • Gavin Charles Cheeseman

    IRN GXC01441

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 22 Nov 2016)
    • CF1 Director (AR) (21 Feb 2014 to 25 Oct 2016)
    • CF1 Director (2 Apr 2007 to 25 Oct 2016)
    • Responsible for Insurance Mediation (2 Apr 2007 to 25 Oct 2016)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 31 Mar 2009)
  • Keith Douglas Smith

    IRN KDS01047

    • CF1 Director (AR) (28 Feb 2013 to 23 Feb 2015)
  • Mark Kemp

    IRN MXK02231

    • CF1 Director (14 Nov 2014 to 25 Oct 2016)
    • CF1 Director (AR) (13 Feb 2014 to 1 Sep 2016)
  • Peter Alexander Wood

    IRN PAW01191

    • CF1 Director (2 Apr 2007 to 13 Jul 2015)
  • Peter Gibson

    IRN PXG01710

    • CF1 Director (25 Nov 2014 to 17 Nov 2019)
  • Simon Richard Todd

    IRN SRT01057

    • CF1 Director (AR) (since 7 Oct 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.