Date authorised
1 April 2013
Companies House
05676118
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Cornhill
    London
    EC3V 3ND
    UNITED KINGDOM
    Phone
    +4402077438810
  • Complaints Contact

    1 Cornhill
    London
    EC3V 3ND
    UNITED KINGDOM
    Phone
    +442077438810

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Harry Dansie

    IRN DHD01021

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Apr 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Apr 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (9 Apr 2008 to 31 Mar 2009)
  • John Taylor Garratt

    IRN JTG01025

    • CF2 Non Executive Director (9 Apr 2008 to 14 Nov 2018)
  • Keith Druid Amor

    IRN KDA01013

    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (9 Apr 2008 to 8 Dec 2019)
  • Lee Alexander Tricker

    IRN LAT01048

    • CF1 Director (AR) (1 Oct 2012 to 30 Apr 2024)
  • Michael James Tate

    IRN MJT01238

    • CF1 Director (AR) (20 Jun 2012 to 25 Sep 2014)
  • Michael Terence Brown

    IRN MTB01041

    • CF1 Director (AR) (1 Dec 2020 to 31 Mar 2022)
    • CF2 Non Executive Director (AR) (29 Nov 2018 to 1 Dec 2020)
  • Oliver James Stuart Baker

    IRN OJB00012

    • CF1 Director (AR) (12 Oct 2012 to 30 Apr 2024)
  • Raschid Tharik Jainu-Deen

    IRN RTJ01020

    • CF1 Director (AR) (21 Jun 2012 to 17 Sep 2012)
  • Steven Anthony Blair

    IRN SAB01353

    • CF1 Director (AR) (1 Aug 2014 to 21 Oct 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.