Generation Investment Management LLP

• Principal Place of Business

  Generation Investment Management LLP

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402075344700

  Web

  https://www.generationim.com

• Complaints Contact

  Generation Investment Management LLP

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402075344700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joel Sam Li

  IRN JXL00470

  • [FCA CF] Material risk taker (18 Jan 2022 to 3 Nov 2025)
  • [FCA CF] Client dealing (18 Jan 2022 to 30 Jan 2026)
• John Bernstein

  IRN JXB02837

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Nov 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2025)
  • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
• John Henry Mark Harpur

  IRN JHH01077

  • [FCA CF] Material risk taker (16 Aug 2021 to 14 Apr 2022)
• John Thomas Archbold

  IRN JXA00166

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2021)
• Jonah Isak Surkes

  IRN JXS00473

  • [FCA CF] Material risk taker (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 1 Feb 2021)
• Jonathan James Neffgen

  IRN JXN00085

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2025)
• Jonathan Michael Day

  IRN JMD01238

  • CF30 Customer (21 Jun 2016 to 14 Dec 2018)
• Jonathan Sheldon Thomas

  IRN JXT00339

  • [FCA CF] Material risk taker (5 Jul 2021 to 28 Apr 2023)
• Joy Tuffield

  IRN JXT00195

  • [FCA CF] Manager of certification employee (since 3 Nov 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Julian Laver Curtis

  IRN JLC01085

  • CF4 Partner (5 Mar 2015 to 31 Dec 2017)
  • CF30 Customer (13 Sep 2011 to 8 Dec 2019)

• Just Climate LLP (no longer appointed)

  FRN 953604 · Appointed 24 Jun 2021 · Until 19 Jun 2025

No changes recorded yet.