Generation Investment Management LLP

• Principal Place of Business

  Generation Investment Management LLP

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402075344700

  Web

  https://www.generationim.com

• Complaints Contact

  Generation Investment Management LLP

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402075344700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucia Rigo

  IRN LXR00084

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Lucy Hodgson

  IRN LXH00175

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
• Madeleine Rolfes Evans

  IRN MXE00186

  • [FCA CF] Material risk taker (23 Feb 2022 to 3 Nov 2025)
  • [FCA CF] Client dealing (23 Feb 2022 to 3 Nov 2025)
• Mark Coniston Mills

  IRN MCM01135

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2025)
  • CF30 Customer (19 Sep 2011 to 8 Dec 2019)
  • CF4 Partner (11 Dec 2008 to 5 Dec 2019)
• Mark Ferguson

  IRN MXF01106

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
  • CF4 Partner (26 Oct 2004 to 8 Dec 2019)
  • CF27 Investment Management (26 Oct 2004 to 31 Oct 2007)
• Mark Miness

  IRN MXM00391

  • [FCA CF] Material risk taker (3 Feb 2020 to 21 Feb 2025)
  • [FCA CF] Client dealing (3 Feb 2020 to 21 Feb 2025)
• Marlof Tjaden

  IRN MXT01667

  • CF30 Customer (3 Mar 2014 to 7 Jun 2017)
• Martin Krister Bray

  IRN MKB01031

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
  • CF27 Investment Management (2 Dec 2004 to 31 Oct 2007)
• Matthijs Caspar Braet

  IRN MXB00420

  • [FCA CF] Client dealing (since 11 Nov 2024)
  • [FCA CF] Material risk taker (since 11 Nov 2024)
• Michael Golden

  IRN MXG00228

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2025)

• Just Climate LLP (no longer appointed)

  FRN 953604 · Appointed 24 Jun 2021 · Until 19 Jun 2025

No changes recorded yet.