Date authorised
1 May 2014
Companies House
OC390397
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Savile Row
    London
    W1S 2ET
    UNITED KINGDOM
    Phone
    +4402074843200
  • Complaints Contact

    23 Savile Row
    London
    W1S 2ET
    UNITED KINGDOM
    Phone
    +447880062433

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . General Atlantic Limited

    IRN XXG01128

    • CF4 Partner (1 May 2014 to 9 Dec 2019)
  • Adam Clenton

    IRN AXC03486

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2025)
    • SMF16 Compliance Oversight (since 11 Aug 2025)
  • Andrew John Given

    IRN AJG01376

    • CF30 Customer (1 May 2014 to 1 Sep 2017)
    • CF4 Partner (1 May 2014 to 1 Sep 2017)
    • CF11 Money Laundering Reporting (1 May 2014 to 1 Sep 2017)
  • Caroline Woodworth

    IRN CXW01898

    • SMF27 Partner (since 16 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Aug 2025)
    • CF11 Money Laundering Reporting (17 Nov 2017 to 8 Dec 2019)
  • Christopher John Caulkin

    IRN CJC01243

    • SMF27 Partner (since 6 Oct 2023)
    • [FCA CF] Significant management (30 Sep 2022 to 5 Oct 2023)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
  • Cornelia Sol Gomez

    IRN CXS01106

    • [FCA CF] Significant management (since 1 Jan 2026)
  • Gabriel Pierre Caillaux

    IRN GPC01084

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
    • CF4 Partner (1 May 2014 to 8 Dec 2019)
  • J. Albert Smith

    IRN JAS01487

    • SMF27 Partner (since 13 Dec 2024)
  • John Bernstein

    IRN JXB02837

    • CF30 Customer (1 May 2014 to 31 Dec 2017)
    • CF4 Partner (1 May 2014 to 31 Dec 2017)
  • Joseph Frank Brown

    IRN JFB01098

    • CF2 Non Executive Director (1 May 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.