Date authorised
1 April 2013
Companies House
03469979
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402079777888
  • Complaints Contact

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402079777888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Tailor

    IRN AXT00189

    • SMF3 Executive Director (since 25 Jul 2024)
    • Responsible for Insurance Distribution (since 25 Jul 2024)
  • Allison Nottingham

    IRN AXN00303

    • [FCA CF] CASS oversight function (14 Nov 2023 to 30 Jul 2024)
    • [PRA CF] Key function holder (4 Jan 2021 to 14 Nov 2023)
  • Darren John Cronin

    IRN DJC01303

    • CF1 Director (AR) (5 Mar 2019 to 28 Jul 2019)
  • James Andrew Allenby

    IRN JAA01212

    • CF1 Director (AR) (28 May 2019 to 15 Nov 2023)
  • Jonathan Nottingham

    IRN JXN01571

    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2024)
    • CF1 Director (AR) (28 May 2019 to 15 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jul 2024)
    • Responsible for Insurance Mediation (26 Mar 2018 to 30 Sep 2018)
    • CF1 Director (28 Feb 2018 to 8 Dec 2019)
  • Jonathan Stephen Chance

    IRN JSC01179

    • CF1 Director (AR) (15 Mar 2021 to 3 Mar 2022)
  • Lesley Elizabeth Allen

    IRN LEA01010

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2010)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Marian Smith

    IRN MXS08397

    • SMF3 Executive Director (9 Dec 2019 to 12 Jul 2020)
    • CF1 Director (19 Dec 2018 to 8 Dec 2019)
  • Mark Allen

    IRN MXA02919

    • CF1 Director (15 Sep 2014 to 16 Sep 2018)
  • Paul Masters

    IRN PXM02214

    • SMF3 Executive Director (21 May 2021 to 29 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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