GBM SECURITIES LIMITED

• Principal Place of Business

  99 Bishopsgate

  London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +4402070652050

  Web

  https://www.gbmsecurities.com

• Complaints Contact

  GBM Securities Limited

  99 Bishopsgate

  London

  City Of London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +442070652066

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Smruti Ranjan Behera

  IRN SRB01183

  • CF30 Customer (28 May 2014 to 23 Mar 2016)
• Stuart James Samuels

  IRN SJS01145

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2026)
  • CF30 Customer (5 Jan 2018 to 8 Dec 2019)
• Svetlana Lavrentyeva

  IRN SXL00259

  • SMF2 Chief Finance (16 Aug 2023 to 7 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 11 Apr 2025)
• Syeda Ayesha Shah

  IRN SXS01073

  • [FCA CF] Client dealing (13 Sep 2022 to 17 Aug 2023)
• Tamerlan Zakiryanov

  IRN TXZ00007

  • [FCA CF] Material risk taker (2 Feb 2022 to 30 Sep 2024)
  • [FCA CF] Client dealing (2 Feb 2022 to 30 Sep 2024)
• Tatiana Malysheva

  IRN TXM02127

  • [FCA CF] Proprietary trader (9 Dec 2019 to 9 May 2023)
  • CF30 Customer (1 May 2017 to 8 Dec 2019)
• Timothy Bevan

  IRN TXB01344

  • SMF1 Chief Executive (9 Dec 2019 to 12 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2021)
  • CF3 Chief Executive (10 Oct 2014 to 8 Dec 2019)
  • CF1 Director (13 Nov 2013 to 8 Dec 2019)
  • CF30 Customer (19 Jun 2013 to 8 Dec 2019)
• Vadim Kotov

  IRN VXK00041

  • SMF24 Chief Operations (1 Nov 2021 to 31 Jan 2023)
• Vagab Kaziakhmedov

  IRN VXK01328

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2023)
  • CF30 Customer (29 Jul 2017 to 8 Dec 2019)
• Viktor Frolov

  IRN VXF00050

  • [FCA CF] Significant management (5 Oct 2021 to 24 Aug 2023)

• CHILBOLTON ADVISORY SERVICES LIMITED (no longer appointed)

  FRN 1051898 · Appointed 1 Mar 2026 · Until 31 Mar 2026

No changes recorded yet.