Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Arran Phillip Kirton
IRN AXK91109
- CF1 Director (AR) (17 Aug 2020 to 1 Nov 2021)
Ashley Sterling
IRN AXS05558
- CF1 Director (AR) (since 1 Oct 2025)
Benjamin Chris Tummons
IRN BXT19866
- CF2 Non Executive Director (AR) (18 Dec 2019 to 9 Apr 2025)
Bruce Duncan North
IRN BDN01011
- CF30 Customer (6 May 2014 to 23 Mar 2015)
Catherine Margaret Holloway
IRN CMH01208
- CF2 Non Executive Director (AR) (18 Apr 2018 to 5 Jun 2023)
Charlotte Lily Cansdale-Rose
IRN CXC10290
- CF1 Director (AR) (15 Jan 2019 to 26 Feb 2019)
Christopher Creissen
IRN CXC02333
- CF1 Director (AR) (5 Jan 2018 to 15 Oct 2020)
Christopher John Slack
IRN CJS01398
- CF1 Director (AR) (since 23 Nov 2017)
Christopher Linley Hammond
IRN CLH01119
- CF1 Director (AR) (3 Oct 2017 to 21 Jun 2024)
Christopher Tummons
IRN CXT01265
- CF1 Director (AR) (since 7 Feb 2021)
- CF1 Director (AR) (5 Jan 2018 to 24 Jun 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.