Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Darren Raymond Leader
IRN DRL01064
- CF1 Director (AR) (since 21 Jan 2025)
David Garrad
IRN DXG01384
- CF1 Director (AR) (8 Jul 2025 to 22 Jul 2025)
David Jonathan Lees
IRN DJL01222
- CF1 Director (AR) (26 Jun 2023 to 13 Nov 2024)
David Joseph Seagon
IRN DJS01523
- CF1 Director (AR) (8 Nov 2017 to 26 Mar 2025)
David Martyn Robertson Munro
IRN DMM01162
- CF1 Director (AR) (since 16 Nov 2023)
David Ridsdale Bulmer
IRN DRB01207
- CF1 Director (AR) (since 21 Aug 2015)
Dean Charles Holloway
IRN DCH01146
- CF1 Director (AR) (18 Apr 2018 to 21 May 2023)
Douglas Skene
IRN DXS01680
- CF1 Director (14 Jan 2005 to 6 Apr 2007)
Duncan Exton
IRN DXE01340
- CF1 Director (AR) (30 Sep 2017 to 21 Jun 2024)
Elaine Dean
IRN EXD01171
- CF1 Director (14 Jan 2005 to 20 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Holloway Insurance Services Limited (no longer appointed)
FRN 806481 · Appointed 13 Apr 2018 · Until 23 Jun 2023
The Cyber Risk Team Ltd (no longer appointed)
FRN 797500 · Appointed 1 Jan 2018 · Until 20 Jan 2021
McCarron Coates Ltd (no longer appointed)
FRN 797505 · Appointed 1 Jan 2018 · Until 8 Mar 2021
Humphryes & Gauntlet Insurance and Risk Services Ltd (no longer appointed)
FRN 797176 · Appointed 22 Dec 2017 · Until 20 Jan 2021
Isobel Young (no longer appointed)
FRN 414999 · Appointed 30 Aug 2017 · Until 11 Aug 2020
Neil Hickson (no longer appointed)
FRN 787032 · Appointed 18 Aug 2017 · Until 25 Jun 2018
Janus Corporate Risk Advisors Ltd (no longer appointed)
FRN 785655 · Appointed 1 Aug 2017 · Until 22 Nov 2023
Actus Risk Management Services Ltd (no longer appointed)
FRN 784971 · Appointed 25 Jul 2017 · Until 17 Jul 2024
GPK Insurance Services (Gauntlet) Ltd (no longer appointed)
FRN 784969 · Appointed 25 Jul 2017 · Until 22 Nov 2023
Williams Trade Credit Management Ltd (no longer appointed)
FRN 782287 · Appointed 21 Jun 2017 · Until 25 Oct 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.