Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Darren Raymond Leader
IRN DRL01064
- CF1 Director (AR) (since 21 Jan 2025)
David Garrad
IRN DXG01384
- CF1 Director (AR) (8 Jul 2025 to 22 Jul 2025)
David Jonathan Lees
IRN DJL01222
- CF1 Director (AR) (26 Jun 2023 to 13 Nov 2024)
David Joseph Seagon
IRN DJS01523
- CF1 Director (AR) (8 Nov 2017 to 26 Mar 2025)
David Martyn Robertson Munro
IRN DMM01162
- CF1 Director (AR) (since 16 Nov 2023)
David Ridsdale Bulmer
IRN DRB01207
- CF1 Director (AR) (since 21 Aug 2015)
Dean Charles Holloway
IRN DCH01146
- CF1 Director (AR) (18 Apr 2018 to 21 May 2023)
Douglas Skene
IRN DXS01680
- CF1 Director (14 Jan 2005 to 6 Apr 2007)
Duncan Exton
IRN DXE01340
- CF1 Director (AR) (30 Sep 2017 to 21 Jun 2024)
Elaine Dean
IRN EXD01171
- CF1 Director (14 Jan 2005 to 20 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Morgan Betts & Co Insurance Ltd (no longer appointed)
FRN 924304 · Appointed 9 Apr 2020 · Until 24 Aug 2022
New Era Insurance Services (Gauntlet) Ltd (no longer appointed)
FRN 913548 · Appointed 16 Sep 2019 · Until 5 Jun 2023
MEDICAL INDEMNITY SOLUTIONS LIMITED (no longer appointed)
FRN 830614 · Appointed 11 Jan 2019 · Until 27 Feb 2019
Orange Insurance Brokers Ltd (no longer appointed)
FRN 827458 · Appointed 30 Nov 2018 · Until 20 Aug 2019
Hallmark Commercial Services Ltd (no longer appointed)
FRN 824797 · Appointed 1 Nov 2018 · Until 30 Apr 2020
IT Fleet Automotive Ltd (no longer appointed)
FRN 822118 · Appointed 2 Oct 2018 · Until 9 Oct 2018
Walkshire Ltd (no longer appointed)
FRN 822109 · Appointed 2 Oct 2018 · Until 13 Nov 2024
Solihull Insurance Brokers Ltd (no longer appointed)
FRN 821175 · Appointed 19 Sep 2018 · Until 17 May 2022
Knightwood PRM Ltd (no longer appointed)
FRN 821045 · Appointed 17 Sep 2018 · Until 14 Jun 2022
O1 Insurance Services Ltd (no longer appointed)
FRN 815387 · Appointed 2 Aug 2018 · Until 10 Mar 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.