Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Eliot James Powell
IRN EXP01078
- CF1 Director (AR) (1 Oct 2010 to 15 Nov 2010)
Ella Jane Burgess
IRN EXB20463
- CF1 Director (AR) (since 31 Jan 2026)
- CF1 Director (AR) (4 Dec 2019 to 19 May 2023)
Gary Thorner
IRN GXT00313
- CF1 Director (AR) (since 5 Aug 2025)
George Kay
IRN GXK01591
- CF1 Director (AR) (6 Oct 2017 to 1 Sep 2023)
Harrison James Trevor Law
IRN HXL06910
- CF1 Director (AR) (5 Oct 2018 to 27 Oct 2021)
Heather Smith
IRN HXS01494
- CF1 Director (AR) (since 31 Jul 2025)
Helen Pearson
IRN HXP01516
- CF1 Director (AR) (25 Jan 2018 to 16 Jul 2018)
Ian Daniel McCarron
IRN IDM01096
- CF1 Director (AR) (12 Jan 2018 to 7 Mar 2021)
- CF1 Director (7 Aug 2014 to 1 Jan 2018)
Ian Madeley
IRN IXM01259
- CF1 Director (AR) (21 Nov 2017 to 20 Aug 2019)
Iftikhar Ahmed
IRN IXA01221
- CF1 Director (AR) (27 May 2021 to 23 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.