Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Edward Miller
IRN JEM01284
- CF1 Director (AR) (15 Apr 2016 to 25 Jun 2018)
James Kenneth Challinor
IRN JKC01053
- CF1 Director (AR) (3 Nov 2023 to 14 Nov 2024)
James Manning
IRN JXM77367
- CF1 Director (AR) (4 May 2020 to 12 Apr 2024)
James Patrick McDaid
IRN JXM01185
- CF1 Director (AR) (since 24 Oct 2022)
Jaspal Sidhu
IRN JXS03786
- CF1 Director (AR) (29 Nov 2017 to 24 Nov 2020)
Jeffrey Niel Jones
IRN JNJ01008
- CF1 Director (AR) (11 Apr 2014 to 14 Jan 2015)
Jennifer Anne Knolwson
IRN JAK01179
- CF1 Director (AR) (16 Nov 2017 to 17 Sep 2019)
Jessica Justine Llewelyn
IRN JXL15023
- CF1 Director (AR) (since 20 May 2019)
Joanne Askew
IRN JXA01882
- CF30 Customer (29 Jul 2014 to 5 Apr 2017)
Joanne Lee
IRN JXL01802
- CF1 Director (AR) (26 Jan 2015 to 6 Jul 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.