Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Victoria Caswell
IRN VXC00122
- CF1 Director (AR) (26 Jun 2023 to 11 Aug 2023)
William Edward Kendrick
IRN WXK00079
- CF1 Director (AR) (25 Jan 2024 to 7 Aug 2024)
William Terence Geelan
IRN WXG01052
- CF1 Director (AR) (since 12 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Envinsol Ltd (no longer appointed)
FRN 586514 · Appointed 17 Aug 2012 · Until 10 Jun 2013
Richard Gorrill (no longer appointed)
FRN 584781 · Appointed 18 Jul 2012 · Until 31 Jul 2013
Guardian I B Ltd (no longer appointed)
FRN 581653 · Appointed 21 May 2012 · Until 31 Oct 2012
Steven R Lynas (no longer appointed)
FRN 489885 · Appointed 10 May 2012 · Until 6 Feb 2013
Paul Twitchett (no longer appointed)
FRN 567215 · Appointed 24 Oct 2011 · Until 26 Oct 2012
Keith Holmes (no longer appointed)
FRN 566916 · Appointed 19 Oct 2011 · Until 1 Mar 2012
Richard Telfryn Jones (no longer appointed)
FRN 541603 · Appointed 16 Feb 2011 · Until 1 Jul 2013
Powell Bateson Ltd (no longer appointed)
FRN 532730 · Appointed 1 Oct 2010 · Until 18 Nov 2010
Champion Insurance Consultants Ltd (no longer appointed)
FRN 524016 · Appointed 17 May 2010 · Until 18 Jun 2010
Waterfront Insurance Brokers Ltd (no longer appointed)
FRN 517122 · Appointed 1 Feb 2010 · Until 12 Feb 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.