Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Victoria Caswell
IRN VXC00122
- CF1 Director (AR) (26 Jun 2023 to 11 Aug 2023)
William Edward Kendrick
IRN WXK00079
- CF1 Director (AR) (25 Jan 2024 to 7 Aug 2024)
William Terence Geelan
IRN WXG01052
- CF1 Director (AR) (since 12 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

James Knight (no longer appointed)
FRN 625934 · Appointed 18 Jun 2014 · Until 30 Oct 2015
Askews Risk Management Ltd (no longer appointed)
FRN 600862 · Appointed 3 Jun 2014 · Until 3 May 2017
Daniel Fielding (no longer appointed)
FRN 624118 · Appointed 27 May 2014 · Until 14 Jun 2016
EGM Insurance Brokers Ltd (no longer appointed)
FRN 622715 · Appointed 6 May 2014 · Until 8 May 2019
Inspired Property Management Ltd (no longer appointed)
FRN 620346 · Appointed 3 Apr 2014 · Until 22 Dec 2014
Smith England Ltd (no longer appointed)
FRN 617820 · Appointed 17 Mar 2014 · Until 9 Jan 2015
United Registrar of Systems Intermediary Ltd (no longer appointed)
FRN 616049 · Appointed 17 Feb 2014 · Until 12 Mar 2015
Lindsell Financial Services Ltd (no longer appointed)
FRN 615618 · Appointed 10 Feb 2014 · Until 30 Oct 2015
Rockholme Broking Ltd (no longer appointed)
FRN 611572 · Appointed 12 Dec 2013 · Until 4 Jun 2015
Sensicall Solutions Ltd (no longer appointed)
FRN 607314 · Appointed 16 Sep 2013 · Until 1 Apr 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.