Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John David Stuart
IRN JDS01230
- CF1 Director (AR) (6 Nov 2014 to 12 Feb 2015)
John Joseph Nolan
IRN JJN01055
- CF1 Director (AR) (since 13 Jun 2024)
John Michael Victor Ramage
IRN JMR01151
- CF1 Director (AR) (since 3 Dec 2024)
John Miller
IRN JXM04229
- CF1 Director (AR) (since 10 Apr 2025)
Jonathan Paul Chadwick
IRN JPC01266
- CF1 Director (AR) (21 Aug 2015 to 12 Jul 2016)
Joseph Betts
IRN JXB81947
- CF1 Director (AR) (31 Jan 2021 to 3 Aug 2022)
Joshua Yves Bell
IRN JXB00811
- CF1 Director (AR) (since 14 Sep 2021)
Karen Anne Bateson
IRN KAB01094
- CF1 Director (AR) (1 Oct 2010 to 15 Nov 2010)
Karl Edward Oakley
IRN KEO01015
- CF4 Partner (AR) (since 21 Jun 2024)
Keith Robert Svendsen
IRN KRS01085
- CF4 Partner (AR) (since 11 Apr 2024)

Smaller firms operating under this firm's FCA authorisation.

Doncaster Ins Services Limited (no longer appointed)
FRN 675828 · Appointed 6 Mar 2015 · Until 15 Apr 2015
Dog Friendly Limited (no longer appointed)
FRN 489093 · Appointed 23 Feb 2015 · Until 4 Jun 2015
Lorraine Mullins (no longer appointed)
FRN 672407 · Appointed 19 Feb 2015 · Until 5 Apr 2017
Ace Insurance Services Limited (no longer appointed)
FRN 669614 · Appointed 3 Feb 2015 · Until 30 Oct 2015
Tim Hinchcliffe Commercial Broker Ltd (no longer appointed)
FRN 668318 · Appointed 27 Jan 2015 · Until 13 Nov 2024
Cybrix Ltd (no longer appointed)
FRN 667912 · Appointed 23 Jan 2015 · Until 11 Jan 2017
Tynedale Insurance Services Ltd (no longer appointed)
FRN 664985 · Appointed 14 Jan 2015 · Until 10 Jul 2015
Gordon Keane (no longer appointed)
FRN 664720 · Appointed 13 Jan 2015 · Until 26 Jan 2016
GKS IB Ltd (no longer appointed)
FRN 627659 · Appointed 27 Oct 2014 · Until 12 Mar 2015
Gauntlet Elite (Coventry) Ltd (no longer appointed)
FRN 627321 · Appointed 2 Jul 2014 · Until 19 Jan 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.