Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Claire Louise Dykes
IRN CLD01055
- CF30 Customer (29 Apr 2014 to 23 Mar 2015)
Colin O'Donnell
IRN CXO00024
- CF1 Director (AR) (26 Nov 2020 to 21 Nov 2023)
Craig Oakes
IRN CXO01333
- CF1 Director (AR) (since 30 Sep 2017)
Damian Paul Chapman
IRN DPC01109
- CF1 Director (AR) (19 Dec 2022 to 13 Nov 2024)
Daniel James Leslie Coulthard
IRN DXC00061
- CF1 Director (AR) (4 Nov 2020 to 5 Jun 2023)
Daniel Lee
IRN DXL00589
- CF1 Director (AR) (since 3 Oct 2025)
Daniel Richard Lishman
IRN DXL00029
- CF1 Director (AR) (since 20 Oct 2020)
Darren Alexander Paterson
IRN DAP01180
- CF1 Director (AR) (24 Aug 2016 to 19 Dec 2019)
Darren Charles Beckinsale
IRN DCB01177
- CF1 Director (AR) (since 31 Jan 2024)
Darren Paul Davis
IRN DXD00268
- CF1 Director (AR) (14 Jan 2025 to 10 Apr 2026)

Smaller firms operating under this firm's FCA authorisation.

Miller Commercial Brokers ltd (no longer appointed)
FRN 603934 · Appointed 31 Mar 2016 · Until 28 Jun 2018
Aspray Affinity Ltd (no longer appointed)
FRN 741585 · Appointed 23 Mar 2016 · Until 11 Jan 2017
Gauntlet (Eastern) Ltd (no longer appointed)
FRN 736143 · Appointed 10 Feb 2016 · Until 3 Jul 2024
J&V Risk Solutions Limited (no longer appointed)
FRN 734819 · Appointed 1 Feb 2016 · Until 1 Nov 2017
Matthew Price (no longer appointed)
FRN 721560 · Appointed 9 Oct 2015 · Until 29 Apr 2019
Stephensons Risk Management Ltd (no longer appointed)
FRN 713017 · Appointed 5 Aug 2015 · Until 12 Jul 2016
Chambers Future Planning Ltd (no longer appointed)
FRN 707156 · Appointed 18 Jun 2015 · Until 18 Aug 2015
Kingsley Oliver Ltd (no longer appointed)
FRN 624601 · Appointed 11 Jun 2015 · Until 1 Sep 2017
Gauntlet (Ashton I.B.) Ltd (no longer appointed)
FRN 683230 · Appointed 9 Apr 2015 · Until 30 Oct 2015
Mrs Purdip Meer (no longer appointed)
FRN 679042 · Appointed 25 Mar 2015 · Until 17 Sep 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.