Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Hills
IRN SXH02996
- CF1 Director (AR) (20 Aug 2018 to 10 Mar 2021)
Stephen Humphryes
IRN SXH02934
- CF1 Director (AR) (25 Jan 2018 to 15 Oct 2020)
Stephen Murray Osborne
IRN SMO01059
- CF1 Director (AR) (since 10 Oct 2017)
Steven Manning
IRN SXM00026
- CF3 Chief Executive (AR) (1 Feb 2010 to 1 Feb 2010)
- CF1 Director (AR) (1 Feb 2010 to 1 Feb 2010)
Stuart Alexander Robertson
IRN SAR01133
- CF1 Director (AR) (9 May 2017 to 15 Oct 2020)
Stuart Marshall
IRN SXM01994
- CF1 Director (AR) (since 26 May 2023)
Terence James Key
IRN TJK01066
- CF1 Director (AR) (15 Mar 2024 to 23 May 2024)
Thomas Gabriel
IRN TXG00174
- CF1 Director (AR) (since 13 May 2022)
Timothy Charles Hinchcliffe
IRN TCH01066
- CF1 Director (AR) (6 Oct 2017 to 24 Oct 2024)
Vanessa Pieri
IRN VXP01088
- CF1 Director (AR) (7 Sep 2017 to 1 Nov 2017)

Smaller firms operating under this firm's FCA authorisation.

Miller Commercial Brokers ltd (no longer appointed)
FRN 603934 · Appointed 31 Mar 2016 · Until 28 Jun 2018
Aspray Affinity Ltd (no longer appointed)
FRN 741585 · Appointed 23 Mar 2016 · Until 11 Jan 2017
Gauntlet (Eastern) Ltd (no longer appointed)
FRN 736143 · Appointed 10 Feb 2016 · Until 3 Jul 2024
J&V Risk Solutions Limited (no longer appointed)
FRN 734819 · Appointed 1 Feb 2016 · Until 1 Nov 2017
Matthew Price (no longer appointed)
FRN 721560 · Appointed 9 Oct 2015 · Until 29 Apr 2019
Stephensons Risk Management Ltd (no longer appointed)
FRN 713017 · Appointed 5 Aug 2015 · Until 12 Jul 2016
Chambers Future Planning Ltd (no longer appointed)
FRN 707156 · Appointed 18 Jun 2015 · Until 18 Aug 2015
Kingsley Oliver Ltd (no longer appointed)
FRN 624601 · Appointed 11 Jun 2015 · Until 1 Sep 2017
Gauntlet (Ashton I.B.) Ltd (no longer appointed)
FRN 683230 · Appointed 9 Apr 2015 · Until 30 Oct 2015
Mrs Purdip Meer (no longer appointed)
FRN 679042 · Appointed 25 Mar 2015 · Until 17 Sep 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.