Gauntlet Risk Management Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Show 1 limitation Hide limitations
- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Charles Knight
IRN ACK01052
- CF1 Director (AR) (7 Sep 2017 to 10 Mar 2023)
Alan George Oliver
IRN AGO01020
- CF30 Customer (6 May 2014 to 17 May 2022)
Alfonso Costa
IRN AXC01753
- CF1 Director (AR) (since 21 Jan 2025)
Amit Kalyan
IRN AXK88045
- CF1 Director (AR) (20 Jul 2020 to 14 Dec 2022)
Andrew George Watson
IRN AGW01123
- CF1 Director (AR) (30 May 2024 to 10 Mar 2026)
Andrew John Smith
IRN AJS01695
- CF30 Customer (6 May 2014 to 5 Feb 2015)
Andrew Richard Hopper
IRN AXH01062
- CF1 Director (AR) (since 10 May 2024)
Andrew Stubbs
IRN AXS04760
- CF1 Director (AR) (since 7 Oct 2017)
Andrew Welch
IRN AXW02190
- CF1 Director (AR) (21 Aug 2015 to 12 Jul 2016)
Arif Aziz
IRN AXA01520
- CF1 Director (AR) (since 15 Jan 2025)

Smaller firms operating under this firm's FCA authorisation.

Miller Commercial Brokers ltd (no longer appointed)
FRN 603934 · Appointed 31 Mar 2016 · Until 28 Jun 2018
Aspray Affinity Ltd (no longer appointed)
FRN 741585 · Appointed 23 Mar 2016 · Until 11 Jan 2017
Gauntlet (Eastern) Ltd (no longer appointed)
FRN 736143 · Appointed 10 Feb 2016 · Until 3 Jul 2024
J&V Risk Solutions Limited (no longer appointed)
FRN 734819 · Appointed 1 Feb 2016 · Until 1 Nov 2017
Matthew Price (no longer appointed)
FRN 721560 · Appointed 9 Oct 2015 · Until 29 Apr 2019
Stephensons Risk Management Ltd (no longer appointed)
FRN 713017 · Appointed 5 Aug 2015 · Until 12 Jul 2016
Chambers Future Planning Ltd (no longer appointed)
FRN 707156 · Appointed 18 Jun 2015 · Until 18 Aug 2015
Kingsley Oliver Ltd (no longer appointed)
FRN 624601 · Appointed 11 Jun 2015 · Until 1 Sep 2017
Gauntlet (Ashton I.B.) Ltd (no longer appointed)
FRN 683230 · Appointed 9 Apr 2015 · Until 30 Oct 2015
Mrs Purdip Meer (no longer appointed)
FRN 679042 · Appointed 25 Mar 2015 · Until 17 Sep 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.