Date authorised
1 April 2013
Companies House
05999926
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gateway House
    10 Coopers Way
    Southend-on-Sea
    Essex
    SS2 5TE
    UNITED KINGDOM
    Phone
    +441702443543
  • Complaints Contact

    10 Coopers Way
    Southend on Sea
    Essex
    SS2 5TE
    UNITED KINGDOM
    Phone
    +441702443543

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander James Hancock

    IRN AXH00524

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2023)
    • [FCA CF] Significant management (since 18 Jun 2021)
    • [FCA CF] Client dealing (since 18 Jun 2021)
  • Antony John Dean

    IRN AJD01330

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (10 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Jun 2010 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.