Date authorised
4 October 2023
Companies House
14871909
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34-36 Queen Anne Street
    London
    Westminster
    W1G 8HE
    UNITED KINGDOM
    Phone
    +4402039511910
  • Complaints Contact

    34-36 Queen Anne Street
    London
    Westminster
    W1G 8HE
    UNITED KINGDOM
    Phone
    +4402039511910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carly Kristen Nuzbach Lowery

    IRN CXN00189

    • SMF1 Chief Executive (since 4 Oct 2023)
    • SMF16 Compliance Oversight (since 4 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Oct 2023)
    • SMF3 Executive Director (since 4 Oct 2023)
  • Colin James Maclean Nelson

    IRN CXN00262

    • SMF16 Compliance Oversight (since 25 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.