Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
11 Defender CourtHylton Riverside Enterprise ParkSunderlandTyne and WearSR5 3PEUNITED KINGDOM- Phone
- +4401915482200
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Complaints Contact
11 Defender CourtHylton Riverside Enterprise ParkSunderlandTyne and WearSR5 3PEUNITED KINGDOM- Phone
- +4401915482200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Charles Stewart Ferguson
IRN CSF00002
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Apr 2021)
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Gary Howe
IRN GXH00077
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 21 Mar 2022)
- Responsibility for MCD Intermediation (since 21 Mar 2022)
- Responsible for Insurance Distribution (since 21 Mar 2022)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
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NEIL HARRISON
IRN NXH01259
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Apr 2021)
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Paul Kevin Mansell
IRN PXM00536
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (1 Aug 2022 to 2 Aug 2022)
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Susan Baillie
IRN SXB03936
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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JL Property Consultants Ltd (no longer appointed)
FRN 790090 · Appointed 29 Sep 2017 · Until 15 Nov 2019
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Michael Hodgson Limited (no longer appointed)
FRN 604312 · Appointed 11 Jul 2013 · Until 15 Nov 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.