Gallium Fund Solutions Limited

• Principal Place of Business

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

  Web

  https://www.gallium.co.uk

• Complaints Contact

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arlene Mary Keenan

  IRN AMK01154

  • CF1 Director (AR) (22 Feb 2017 to 18 Mar 2020)
  • CF30 Customer (22 Feb 2017 to 18 Mar 2020)
• Barry Anthony Gowdy

  IRN BAG01035

  • SMF16 Compliance Oversight (since 22 Jan 2024)
  • SMF3 Executive Director (since 22 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2024)
• Bhaven Chandrakant Modasia

  IRN BCM01049

  • CF1 Director (AR) (18 Oct 2016 to 15 Mar 2019)
  • CF30 Customer (18 Oct 2016 to 15 Mar 2019)
• Charles Alexander Michelin

  IRN ACM01092

  • CF30 Customer (23 Jan 2017 to 19 Apr 2019)
  • CF1 Director (AR) (19 Jan 2017 to 19 Apr 2019)
• Christian Erasmus Chytræus Storm Elsmark

  IRN CEE01005

  • CF30 Customer (16 Jan 2012 to 4 Jul 2013)
• Christian James Jamison

  IRN CJJ01055

  • CF1 Director (AR) (11 Dec 2014 to 10 Feb 2016)
  • CF30 Customer (11 Dec 2014 to 10 Feb 2016)
• Christian Karam

  IRN CXK01457

  • CF30 Customer (21 Oct 2015 to 2 Jul 2018)
  • CF1 Director (AR) (21 Oct 2015 to 2 Jul 2018)
• Ciaran Joseph Burns

  IRN CJB01410

  • CF30 Customer (22 Jun 2011 to 12 Jul 2012)
• Craig Jordan

  IRN CXJ01276

  • CF30 Customer (29 Jul 2013 to 28 Aug 2014)
• Daniel William Smith

  IRN DWS01127

  • CF30 Customer (17 Mar 2017 to 28 Feb 2018)
  • CF1 Director (AR) (17 Mar 2017 to 28 Feb 2018)

• United Investment Partners Limited (no longer appointed)

  FRN 572302 · Appointed 9 Jan 2012 · Until 11 Jun 2013

• Ingman Capital Partners Limited (no longer appointed)

  FRN 545867 · Appointed 11 Apr 2011 · Until 25 Jul 2011

• Ardstone Capital Limited (no longer appointed)

  FRN 543085 · Appointed 15 Mar 2011 · Until 12 Jul 2012

• Hearthstone Asset Management Limited (no longer appointed)

  FRN 538251 · Appointed 23 Dec 2010 · Until 4 Jul 2011 · Tied agent

• Resolute Assest Management LLP (no longer appointed)

  FRN 526997 · Appointed 2 Jul 2010 · Until 6 Dec 2010

• Ingman-Jones LLP (no longer appointed)

  FRN 506966 · Appointed 16 Sep 2009 · Until 25 Jul 2011

• PM Asset Management Ltd (no longer appointed)

  FRN 505444 · Appointed 21 Aug 2009 · Until 31 Dec 2012

• Evolve Fund Services Ltd (no longer appointed)

  FRN 232293 · Appointed 27 Feb 2009 · Until 31 Dec 2012

• Gemtree Ltd (no longer appointed)

  FRN 496742 · Appointed 23 Feb 2009 · Until 12 Jul 2012

No changes recorded yet.