Date authorised
11 June 2020
Companies House
10735938
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    234-236 Union Street
    Torquay
    Torbay
    TQ2 5QS
    UNITED KINGDOM
    Phone
    +443448540689
  • Complaints Contact

    234-236 Union Street
    Torquay
    Torbay
    TQ2 5QS
    UNITED KINGDOM
    Phone
    +441803659111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Moreton Smith

    IRN GXS16041

    • SMF9 Chair of the Governing Body (11 Jun 2020 to 7 Mar 2023)
  • James Jones

    IRN JXJ01400

    • SMF3 Executive Director (since 21 Aug 2024)
  • James Richard Jones

    IRN JXJ00284

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2023 to 28 Aug 2024)
    • [FCA CF] Significant management (7 Mar 2023 to 8 Mar 2023)
  • Jost Dolnicar

    IRN JXD16322

    • Director of firm who is not a certification employee or a SMF manager (9 Jun 2020 to 7 Jan 2022)
  • Justin James Davies

    IRN JXD16044

    • SMF3 Executive Director (11 Jun 2019 to 26 May 2022)
  • Kevin Davies

    IRN KXD00023

    • SMF3 Executive Director (since 22 Aug 2024)
    • Responsible for Insurance Distribution (since 22 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2023)
  • Lisa Marie Dunne

    IRN LXD16324

    • SMF3 Executive Director (11 Jun 2020 to 28 Aug 2024)
  • Nicholas Tsimekis

    IRN NXT22502

    • Responsible for Insurance Distribution (11 Jun 2020 to 28 Aug 2024)
    • SMF3 Executive Director (11 Jun 2020 to 28 Aug 2024)
  • Robert Anthony Katzaros

    IRN RAK01105

    • Director of firm who is not a certification employee or a SMF manager (9 Jun 2020 to 7 Mar 2023)
  • Robert Paul Marjoram

    IRN RPM01086

    • SMF3 Executive Director (11 Jun 2020 to 5 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.