G10 Capital Limited

Date authorised
19 March 2015
Companies House
09224491
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/legal-disclosures-g10/

  • Complaints Contact

    4th Floor, 3 More London Riverside
    London
    Southwark
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marius Lance Morris Barnett

    IRN MXB04125

    • CF30 Customer (13 May 2022 to 6 Jan 2025)
    • CF4 Partner (AR) (13 May 2022 to 6 Jan 2025)
  • Mark Austin Bellman

    IRN MAB01446

    • [FCA CF] Material risk taker (21 May 2025 to 30 May 2025)
    • CF30 Customer (22 Nov 2023 to 30 May 2025)
    • CF4 Partner (AR) (22 Nov 2023 to 30 May 2025)
    • [FCA CF] Client dealing (20 Nov 2023 to 30 May 2025)
  • Mark Black

    IRN MXB00853

    • CF1 Director (AR) (22 Sep 2022 to 11 Oct 2023)
  • Mark Christopher Stephens

    IRN MCS01061

    • CF30 Customer (5 Nov 2018 to 15 Jul 2019)
    • CF1 Director (AR) (5 Nov 2018 to 15 Jul 2019)
  • Mark Flanagan

    IRN MXF17293

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (18 Sep 2019 to 9 Dec 2020)
    • CF1 Director (AR) (17 Jul 2019 to 9 Dec 2020)
  • Mark Julian Burrows

    IRN MJB01645

    • CF1 Director (AR) (21 Mar 2017 to 6 Jun 2017)
    • CF30 Customer (8 Dec 2016 to 6 Jun 2017)
  • Mark Le Lievre

    IRN MXL01367

    • CF1 Director (AR) (19 Aug 2020 to 13 Apr 2022)
  • Mark McDowell

    IRN MXM01186

    • CF1 Director (AR) (15 Sep 2023 to 31 Mar 2026)
  • Mark Michael Aylett

    IRN MXA00904

    • CF1 Director (AR) (15 Sep 2023 to 31 Mar 2026)
  • Mark Roderick Potter

    IRN MRP01083

    • CF4 Partner (AR) (30 Jan 2017 to 5 Jul 2018)
    • CF30 Customer (30 Jan 2017 to 5 Jul 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.