G10 Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor3 More London RiversideLondonSE1 2AQUNITED KINGDOM- Phone
- +442073975450
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Complaints Contact
4th Floor, 3 More London RiversideLondonSouthwarkSE1 2AQUNITED KINGDOM- Phone
- +442073975450
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andres Rubio
IRN AXR02180
- CF30 Customer (23 Mar 2020 to 22 Feb 2023)
- CF1 Director (AR) (23 Mar 2020 to 22 Feb 2023)
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Andrew Bird
IRN AXB04027
- CF30 Customer (15 Mar 2019 to 20 Feb 2026)
- CF1 Director (AR) (13 Apr 2017 to 20 Feb 2026)
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Andrew Chetwood
IRN AXC02800
- CF30 Customer (19 Jan 2021 to 17 Oct 2023)
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Andrew Dominic Pinto
IRN ADP01121
- CF30 Customer (15 Oct 2021 to 21 Jan 2022)
- [FCA CF] Client dealing (6 Aug 2021 to 14 Apr 2022)
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Andrew Galen
IRN AXG02437
- CF30 Customer (26 Mar 2024 to 16 Dec 2024)
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Andrew Grimditch
IRN AXG11423
- CF30 Customer (12 Feb 2019 to 30 Apr 2019)
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Andrew James Ashton Wilson
IRN AJW01403
- CF30 Customer (26 Mar 2018 to 5 Jul 2018)
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Andrew James Brandon
IRN AJB01787
- CF2 Non Executive Director (AR) (14 Jul 2021 to 1 Apr 2022)
- CF30 Customer (27 Mar 2017 to 7 Jul 2021)
- CF1 Director (AR) (27 Mar 2017 to 14 Jul 2021)
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Andrew John Frost
IRN AJF01268
- CF30 Customer (7 Sep 2015 to 8 Dec 2019)
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Andrew Joseph Dawber
IRN AJD01150
- CF30 Customer (24 Aug 2018 to 18 Jan 2019)
- CF1 Director (AR) (24 Aug 2018 to 18 Jan 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Steel Road Capital UK Ltd (no longer appointed)
FRN 806682 · Appointed 7 Oct 2021 · Until 31 Jan 2023
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AURA SUSTAINABLE CAPITAL INVESTMENTS LTD (no longer appointed)
FRN 956921 · Appointed 15 Aug 2021 · Until 6 Oct 2022
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Rudius Management (UK) Limited (no longer appointed)
FRN 956336 · Appointed 7 Aug 2021 · Until 3 Oct 2022
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La Mancha Resource Capital LLP (no longer appointed)
FRN 955227 · Appointed 21 Jul 2021 · Until 2 May 2023
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Beaufort Commodities LLP (no longer appointed)
FRN 954059 · Appointed 2 Jul 2021 · Until 30 May 2025
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Augusta Ventures Limited (no longer appointed)
FRN 953613 · Appointed 25 Jun 2021 · Until 3 Nov 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.