G10 Capital Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
4th Floor3 More London RiversideLondonSE1 2AQUNITED KINGDOM- Phone
- +442073975450
-
Complaints Contact
4th Floor, 3 More London RiversideLondonSouthwarkSE1 2AQUNITED KINGDOM- Phone
- +442073975450
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Carbon Auction Bidding
For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Ali Shafqat
IRN AXS04823
- CF4 Partner (AR) (1 Aug 2018 to 21 Jan 2021)
- CF30 Customer (1 Aug 2018 to 21 Jan 2021)
-
Alison Jane Lambert
IRN AJL01328
- CF1 Director (AR) (6 Sep 2023 to 4 Sep 2025)
-
Allan John Green
IRN AJG01142
- CF30 Customer (20 Mar 2024 to 21 Jul 2025)
-
Aloys Bernard Jean Buisson
IRN ABB01085
- [FCA CF] Client dealing (16 Sep 2021 to 24 Nov 2023)
- CF30 Customer (9 Sep 2021 to 14 Feb 2023)
-
Alvaro Ulises Becerra Rojas
IRN AXB01203
- CF1 Director (AR) (since 16 Nov 2022)
-
Amit Jain
IRN AXJ01214
- CF30 Customer (24 Nov 2015 to 24 Oct 2016)
- CF4 Partner (AR) (24 Nov 2015 to 24 Oct 2016)
-
Amitji Odedra
IRN AXO06465
- CF30 Customer (21 Sep 2018 to 21 Jan 2021)
-
Andre Damiao Da Costa Martins
IRN AXD21211
- CF30 Customer (2 Oct 2019 to 30 Nov 2020)
-
Andre Karihaloo
IRN AXK01607
- CF1 Director (AR) (16 Feb 2024 to 2 Jul 2025)
- CF30 Customer (16 Feb 2024 to 2 Jul 2025)
-
Andre Shortell
IRN AXS02911
- CF1 Director (AR) (23 Jun 2020 to 14 Jun 2022)
- CF30 Customer (23 Jun 2020 to 14 Jun 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Nazaré Point Investment Advisors Limited (no longer appointed)
FRN 988502 · Appointed 8 Dec 2022 · Until 20 May 2024
-
Nephila Advisors (UK) Limited (no longer appointed)
FRN 988497 · Appointed 8 Dec 2022 · Until 16 Dec 2024
-
TH GLOBAL CAPITAL ADVISORS LIMITED (no longer appointed)
FRN 983698 · Appointed 20 Sep 2022 · Until 9 Jan 2026
-
First Look Capital Advisers LLP (no longer appointed)
FRN 976920 · Appointed 7 Jun 2022 · Until 10 May 2023
-
Trajectoire Capital Limited (no longer appointed)
FRN 976540 · Appointed 27 May 2022 · Until 28 Mar 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.