Date authorised
19 March 2015
Companies House
09224491
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
  • Complaints Contact

    4th Floor, 3 More London Riverside
    London
    Southwark
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin Alexander Jordan Upton

    IRN JAU01017

    • [FCA CF] Material risk taker (21 May 2025 to 24 Jun 2025)
    • CF4 Partner (AR) (21 Aug 2023 to 31 Dec 2025)
    • [FCA CF] Client dealing (28 Apr 2023 to 24 Jun 2025)
    • CF30 Customer (21 Feb 2023 to 31 Dec 2025)
  • Justin Meissel

    IRN JXM03785

    • CF1 Director (AR) (8 Apr 2017 to 1 Apr 2022)
    • CF30 Customer (8 Apr 2017 to 1 Apr 2022)
  • Justin Simon James Partington

    IRN JSP01114

    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2021)
    • CF1 Director (27 Mar 2019 to 8 Dec 2019)
  • Jyotirmoy Jena

    IRN JXJ14832

    • CF4 Partner (AR) (15 May 2019 to 30 Sep 2019)
    • CF30 Customer (15 May 2019 to 30 Sep 2019)
  • Kamaldeep Bagga

    IRN KXB02125

    • CF30 Customer (13 Sep 2018 to 29 Jan 2021)
  • Karen Diane Travis

    IRN KDT01022

    • CF30 Customer (5 Apr 2017 to 18 Jun 2018)
  • Karim Aghraige

    IRN KXA01565

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (3 May 2018 to 8 Dec 2019)
  • Karim Nasr

    IRN KMN01037

    • CF30 Customer (7 Oct 2021 to 2 May 2023)
    • CF4 Partner (AR) (7 Oct 2021 to 2 May 2023)
    • [FCA CF] Client dealing (16 Jun 2021 to 2 May 2023)
  • Karl Burns

    IRN KXB01594

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2020)
    • CF30 Customer (6 Sep 2019 to 21 Oct 2020)
  • Katie Coutts

    IRN KXC16694

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2022)
    • CF30 Customer (28 Jun 2019 to 2 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.