G10 Capital Limited

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/legal-disclosures-g10/

• Complaints Contact

  4th Floor, 3 More London Riverside

  London

  Southwark

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ricardo Martinez Ibarra

  IRN RXM10679

  • CF30 Customer (23 Jan 2019 to 21 Jan 2021)
• Ricardo de Serdio

  IRN RXD07398

  • CF30 Customer (since 7 Dec 2020)
  • CF1 Director (AR) (since 7 Dec 2020)
• Ricco Rodrigues

  IRN RXR00493

  • [FCA CF] Material risk taker (since 15 May 2025)
  • [FCA CF] Client dealing (since 15 May 2025)
• Richard Andrew Hulme

  IRN RXH06904

  • CF30 Customer (20 Sep 2023 to 14 Mar 2024)
• Richard Henry Phillips

  IRN RHP01047

  • CF4 Partner (AR) (since 26 Jan 2026)
  • CF30 Customer (since 26 Jan 2026)
• Richard James Brough

  IRN RJB01546

  • CF30 Customer (12 Jun 2019 to 9 Mar 2020)
  • CF1 Director (AR) (12 Jun 2019 to 9 Mar 2020)
• Richard James Watts

  IRN RJW01304

  • [FCA CF] Material risk taker (since 21 May 2025)
  • CF4 Partner (AR) (since 9 May 2024)
  • CF30 Customer (since 9 May 2024)
  • [FCA CF] Client dealing (since 13 Mar 2024)
• Richard Lewis

  IRN RXL01588

  • [FCA CF] Client dealing (13 Sep 2022 to 24 Jan 2023)
  • CF30 Customer (1 Jun 2022 to 24 Jan 2023)
• Richard Martin Hamilton Croft-Sharland

  IRN RMC01130

  • CF30 Customer (3 Jan 2024 to 4 Sep 2025)
  • CF1 Director (AR) (3 Jan 2024 to 4 Sep 2025)
• Richard Mortimer Muirhead

  IRN RMM01168

  • CF30 Customer (2 Jul 2021 to 18 Jun 2025)
  • CF4 Partner (AR) (2 Jul 2021 to 18 Jun 2025)

• Soam Capital Ltd (no longer appointed)

  FRN 749081 · Appointed 3 Jun 2016 · Until 24 Nov 2017

• GPI Capital Limited (no longer appointed)

  FRN 745274 · Appointed 26 Apr 2016 · Until 9 Apr 2021

• Westbeck Capital Management LLP (no longer appointed)

  FRN 742998 · Appointed 4 Apr 2016 · Until 14 Dec 2016

• Proterra Investment Partners LLP (no longer appointed)

  FRN 729588 · Appointed 21 Dec 2015 · Until 3 Oct 2016

• Peninsula Capital Advisors LLP (no longer appointed)

  FRN 728327 · Appointed 8 Dec 2015 · Until 21 Jan 2022

• Arcadia Management LLP (no longer appointed)

  FRN 726709 · Appointed 25 Nov 2015 · Until 30 Jan 2018

• King William Street Capital Management Limited (no longer appointed)

  FRN 670376 · Appointed 10 Nov 2015 · Until 24 Mar 2023

• Money Square Europe Limited (no longer appointed)

  FRN 723914 · Appointed 30 Oct 2015 · Until 29 Jul 2016

• Glen Point Capital LLP (no longer appointed)

  FRN 716518 · Appointed 11 Sep 2015 · Until 9 May 2016

• Signal Capital Partners LLP (no longer appointed)

  FRN 709983 · Appointed 13 Jul 2015 · Until 25 Oct 2016

No changes recorded yet.