G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andres Rubio
IRN AXR02180
- CF30 Customer (23 Mar 2020 to 22 Feb 2023)
- CF1 Director (AR) (23 Mar 2020 to 22 Feb 2023)
Andrew Bird
IRN AXB04027
- CF30 Customer (15 Mar 2019 to 20 Feb 2026)
- CF1 Director (AR) (13 Apr 2017 to 20 Feb 2026)
Andrew Chetwood
IRN AXC02800
- CF30 Customer (19 Jan 2021 to 17 Oct 2023)
Andrew Dominic Pinto
IRN ADP01121
- CF30 Customer (15 Oct 2021 to 21 Jan 2022)
- [FCA CF] Client dealing (6 Aug 2021 to 14 Apr 2022)
Andrew Galen
IRN AXG02437
- CF30 Customer (26 Mar 2024 to 16 Dec 2024)
Andrew Grimditch
IRN AXG11423
- CF30 Customer (12 Feb 2019 to 30 Apr 2019)
Andrew James Ashton Wilson
IRN AJW01403
- CF30 Customer (26 Mar 2018 to 5 Jul 2018)
Andrew James Brandon
IRN AJB01787
- CF2 Non Executive Director (AR) (14 Jul 2021 to 1 Apr 2022)
- CF30 Customer (27 Mar 2017 to 7 Jul 2021)
- CF1 Director (AR) (27 Mar 2017 to 14 Jul 2021)
Andrew John Frost
IRN AJF01268
- CF30 Customer (7 Sep 2015 to 8 Dec 2019)
Andrew Joseph Dawber
IRN AJD01150
- CF30 Customer (24 Aug 2018 to 18 Jan 2019)
- CF1 Director (AR) (24 Aug 2018 to 18 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Mcap Partners LLP (no longer appointed)
FRN 915708 · Appointed 24 Oct 2019 · Until 22 Jan 2021
Anston Alpha Strategies LLP (no longer appointed)
FRN 915440 · Appointed 18 Oct 2019 · Until 4 May 2020
Element Ventures LLP (no longer appointed)
FRN 913449 · Appointed 13 Sep 2019 · Until 3 Feb 2021
Sarson Strover Investment Partners LLP (no longer appointed)
FRN 912455 · Appointed 19 Aug 2019 · Until 21 Jan 2022
MCap Asset Management Limited (no longer appointed)
FRN 781182 · Appointed 13 Aug 2019 · Until 10 Mar 2020
Ansor LLP (no longer appointed)
FRN 845883 · Appointed 15 Jul 2019 · Until 1 Apr 2025
BELERION CAPITAL GROUP LTD (no longer appointed)
FRN 820371 · Appointed 21 May 2019 · Until 4 Nov 2020 · Tied agent
Alpha Quantamental Limited (no longer appointed)
FRN 842550 · Appointed 21 May 2019 · Until 10 Mar 2020
Kvasir Technologies Ltd (no longer appointed)
FRN 834981 · Appointed 1 Mar 2019 · Until 1 Dec 2020
PARALA CAPITAL LLP (no longer appointed)
FRN 832530 · Appointed 31 Jan 2019 · Until 19 Jun 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.