FXOpen Ltd

Date authorised
22 March 2013
Companies House
07273392
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442035191224
    Web
    https://www.fxopen.co.uk

  • Complaints Contact

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402035191224

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexey Stepanov

    IRN AXS03248

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (22 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (22 Mar 2013 to 8 Dec 2019)
    • CF1 Director (22 Mar 2013 to 8 Dec 2019)
  • Gary Michael Thomson

    IRN GMT01032

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10a CASS Oversight function (18 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jun 2015 to 8 Dec 2019)
    • CF1 Director (22 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2013 to 8 Dec 2019)
  • Nicholas Ian Hambridge

    IRN NIH01014

    • CF30 Customer (25 Oct 2013 to 8 Dec 2019)
  • Paul Derek Sawyer

    IRN PDS01117

    • CF10 Compliance Oversight (22 Mar 2013 to 1 Apr 2015)
    • CF11 Money Laundering Reporting (22 Mar 2013 to 1 Apr 2015)
  • Raphael Raymond Philippe Dominique Daune

    IRN RRD01035

    • CF30 Customer (13 Nov 2013 to 20 Feb 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.