FUTURE PLANET CAPITAL (VENTURES) LIMITED

• Principal Place of Business

  C/O Dwf Company Secretarial Services Limited

  1 Scott Place

  2 Hardman Street

  Manchester

  M3 3AA

  UNITED KINGDOM

  Phone

  +442031310105

  Web

  https://www.futureplanetcapital.com

• Complaints Contact

  C/O Dwf Company Secretarial Services Limited

  1 Scott Place

  2 Hardman Street,

  Manchester

  M3 3AA

  UNITED KINGDOM

  Phone

  +442031310105

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme share exchange operations and, in carrying on such operations to the specified investments listed other than, all contractually based investments.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Oliver Sexton

  IRN OXS01211

  • [FCA CF] Client dealing (since 16 Mar 2021)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Paul Anthony Ainsworth

  IRN PAA01049

  • CF27 Investment Management (1 Dec 2002 to 28 Feb 2005)
• Peter Mitchell

  IRN PXM00668

  • [FCA CF] Client dealing (since 15 Feb 2024)
• Rebecca Starkings

  IRN RLH01091

  • SMF3 Executive Director (since 14 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2023)
  • SMF16 Compliance Oversight (since 17 Mar 2023)
• Richard Henry Jaffa

  IRN RHJ01015

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2004)
  • CF1 Director (1 Dec 2001 to 1 Jan 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2004)
• Richard Kelvin Mark White

  IRN RKW01030

  • [FCA CF] Manager of certification employee (since 12 Mar 2024)
  • [FCA CF] Client dealing (since 16 Mar 2021)
  • CF30 Customer (1 Jan 2008 to 8 Dec 2019)
• Roger Vernon Wood

  IRN RXW01272

  • [FCA CF] Client dealing (19 Mar 2021 to 10 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2021)
  • CF10 Compliance Oversight (1 Feb 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (11 Oct 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Jun 2004 to 31 Oct 2007)
• Rupert James Tennant Lyle

  IRN RJL01132

  • [FCA CF] Client dealing (since 18 Apr 2023)
• Saif Rashed Bin Jabr Al Suwaidi

  IRN SXA00382

  • CF2 Non Executive Director (AR) (since 2 Jul 2021)
• Sakura Holloway

  IRN SXH13995

  • [FCA CF] Client dealing (since 6 Mar 2024)

• Future Planet Capital (UK)

  FRN 799635 · Appointed 14 Sep 2020

No changes recorded yet.