FUTURE PLANET CAPITAL (VENTURES) LIMITED

• Principal Place of Business

  C/O Dwf Company Secretarial Services Limited

  1 Scott Place

  2 Hardman Street

  Manchester

  M3 3AA

  UNITED KINGDOM

  Phone

  +442031310105

  Web

  https://www.futureplanetcapital.com

• Complaints Contact

  C/O Dwf Company Secretarial Services Limited

  1 Scott Place

  2 Hardman Street,

  Manchester

  M3 3AA

  UNITED KINGDOM

  Phone

  +442031310105

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme share exchange operations and, in carrying on such operations to the specified investments listed other than, all contractually based investments.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• David Peter Jenkins

  IRN DPJ01027

  • CF28 Systems and controls (1 Nov 2007 to 27 Jun 2008)
  • CF13 Finance (2 Oct 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Oct 2003 to 27 Jun 2008)
  • CF10 Compliance Oversight (2 Oct 2003 to 27 Jun 2008)
• David Richard Hooper

  IRN DRH01104

  • CF27 Investment Management (1 Dec 2001 to 31 May 2003)
• Debora Sorby

  IRN DXS02085

  • CF30 Customer (8 Apr 2015 to 29 Jan 2016)
• Douglas Hansen-Luke

  IRN DXH02315

  • SMF9 Chair of the Governing Body (since 5 Aug 2021)
  • CF3 Chief Executive (AR) (since 4 Dec 2020)
  • CF1 Director (AR) (since 4 Dec 2020)
  • CF30 Customer (since 4 Dec 2020)
• Duncan James Mackay Kerr

  IRN DXK01380

  • CF30 Customer (20 May 2010 to 30 Sep 2015)
• Edward Myles Guest Phillips

  IRN EXP00148

  • SMF3 Executive Director (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 15 Mar 2022)
• Edward Stanger

  IRN EXS01123

  • CF1 Director (1 Dec 2001 to 31 Jan 2008)
• Fredrik Ninian John Adams

  IRN JFA01014

  • CF27 Investment Management (1 Aug 2004 to 20 Apr 2005)
• Giovanni Domenico Finocchio

  IRN GDF01025

  • [FCA CF] Client dealing (9 Mar 2020 to 6 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Mar 2020 to 6 Mar 2024)
  • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
• Griffith Mark Williams

  IRN GMW01119

  • [FCA CF] Client dealing (11 Feb 2022 to 6 Mar 2024)

• Future Planet Capital (UK)

  FRN 799635 · Appointed 14 Sep 2020

No changes recorded yet.