Fulcrum Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Fulcrum Asset Management LLPMarble Arch House66 Seymour StreetLondonWestminsterW1H 5BTUNITED KINGDOM- Phone
- +4402070166450
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Complaints Contact
Fulcrum Asset Management LLPMarble Arch House66 Seymour StreetLondonWestminsterW1H 5BTUNITED KINGDOM- Phone
- +442072907803
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marc Semaan
IRN MXS04633
- CF30 Customer (7 Dec 2017 to 8 Dec 2019)
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Marco Preiss
IRN MXP02834
- CF30 Customer (4 Jul 2017 to 8 Dec 2019)
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Mark Alexander Jones
IRN MAJ01147
- CF30 Customer (23 May 2019 to 26 Jul 2019)
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Mark Robert Horne
IRN MRH01092
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Jan 2018 to 8 Dec 2019)
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Martin Ian Layton
IRN MIL01008
- CF30 Customer (3 Sep 2013 to 10 Sep 2019)
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Matthew Francis Norris
IRN MFN01002
- CF30 Customer (7 Jul 2008 to 17 Jun 2011)
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Matthew John Roberts
IRN MJR01376
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (17 Jan 2018 to 8 Dec 2019)
- CF4 Partner (17 Jan 2018 to 8 Dec 2019)
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Matthew Wright
IRN MXW02260
- SMF27 Partner (since 18 Nov 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (29 Jul 2015 to 8 Dec 2019)
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Matthieu Walterspiler
IRN MAW01296
- CF30 Customer (10 Jun 2015 to 26 Aug 2017)
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Meera Patel
IRN MXP02892
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
- CF30 Customer (26 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.